UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Baker Smith Cindy 4695 MACARTHUR COURT, SUITE 1200 NEWPORT BEACH, CA 92660 |
 |  |  Senior VP & Director - AMVAC |  |
/s/ Cindy Baker Smith | 09/26/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares constitute a tranche of restricted stock that was awarded to reporting person pursuant to the terms of a Restricted Stock Agreement dated September 1, 2012 under which the award vests in its entirety ninety (90) days after commencement of employment and is subject to forfeiture in the event that reporting person is not employed continuously through such vesting date. |
(2) | These shares constitute a tranche of restricted stock that was awarded to reporting person pursuant to the terms of a Restricted Stock Agreement dated September 1, 2012 under which the award vests in its entirety three (3) years after commencement of employment and is subject to forfeiture in the vent that reporting person is not employed continuously through such vesting date. |
 Remarks: On 9/13/2012, reporting person was appointed an executive officer of issuer. The reporting person has executed a Power of Attorney dated September 7, 2012 permitting execution of Forms 3, 4 and 5 by two attorneys-in-fact; a copy of that  Power of Attorney is filed herewith. |