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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Geyser Investment Pte Ltd C/O GIC SPECIAL INVESTMENTS 168 ROBINSON ROAD #37-01 CAPITAL TOWER SINGAPORE, U0 068912 |
X | |||
GIC Special Investments Pte Ltd 168 ROBINSON ROAD #37-01, CAPITAL TOWER SINGAPORE, U0 068912 |
X | |||
GOVERNMENT OF SINGAPORE INVESTMENT CORP PTE LTD ET AL 168 ROBINSON ROAD #37-01, CAPITAL TOWER SINGAPORE, U0 068912 |
X |
Alissa Larson, Attorney-in-Fact for each of the Reporting Persons | 10/13/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | In connection with the offering (the "Offering") of ordinary shares, no par value (the "Ordinary Shares") of Avago Technologies Limited ("Avago"), the reporting persons, as a selling shareholder, sold 1,073,047 shares of Ordinary Shares. The Offering closed on October 3, 2011. |
(2) | This report is filed jointly by the reporting persons. Each of the reporting persons is a Singapore private limited company and they share the power to vote and dispose of these securities. No individual has beneficial ownership over these securities. Voting and investment decisions relating to these securities are made by the GIC Special Investments Pte. Ltd. investment committee, which is currently comprised of nine members: Tay Lim Hock, Ng Kin Sze, Kunna Chinniah, Ang Eng Seng, Eugene Wong, John Tang, Choo Yong Cheen, Stuart Baldwin, and Suzi Cohen. The investment committee acts by majority vote and no member may act individually to vote or sell these securities. Beneficial ownership is disclaimed by the investment committee and each of its members. Each of the reporting persons disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein. |
(3) | Geyser, Seletar Investments Pte Ltd, Bali Investments S.a.r.l., certain affiliates of Kohlberg Kravis Roberts & Co. and certain affiliates of Silver Lake Partners are parties to a shareholders agreement with respect to the Ordinary Shares, and solely as a result of which each such person may be deemed to be a member of a group with respect to the Ordinary Shares of Avago held directly or indirectly by such persons. Geyser disclaims beneficial ownership of such Ordinary Shares, except to the extent of its pecuniary interest therein. |