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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
KIM SUSAN Y 1900 SOUTH PRICE ROAD CHANDLER, AZ 85286 |
 |  X |  |  |
/s/ Jerry Allison, as attorney-in-fact | 02/11/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On August 4, 2010, the John T. Kim Trust of December 31, 1987 gifted 315,000 shares to the John T. Kim 2007 Children's Trust UA Dated December 28, 2007, in which John T. Kim and Susan Y. Kim are co-trustees. |
(2) | On December 31, 2010, The James J. Kim GRAT Remainder Trust UA Dated November 14, 2008 ("Remainder Trust") received a gift of 6,189,931 shares from The James J. Kim 2008 Qualified Annuity Trust UA Dated November 14, 2008. John T. Kim, Susan Y. Kim and David D. Kim are co-trustees of the Remainder Trust. Upon receipt of the 6,189,831 shares of common stock, the Remainder Trust contributed all 6,189,831 shares to Sujoda Investments, LP ("SI, LP"), a family limited partnership established for the benefit of members of the James J. Kim family, in exchange for the issuance of limited partnership units of SI, LP. John T. Kim, Susan Y. Kim and David D. Kim own 100% of the interest of Sujoda Management, LLC, the general partner of SI, LP. |
(3) | The reporting person may be deemed to indirectly own 37,798,695 shares held through various family trusts and SI, LP, a family limited partnership. This total includes those shares indirectly owned that are listed above. The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of her pecuniary interest therein, for purposes of the Securities Exchange Act of 1934, as amended, or for any other purpose. |