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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
6.25% Convertible Subordinated Notes Due 2013 | $ 7.49 | 01/19/2011 | C | $ 40,000,000 | 11/18/2005 | 12/01/2013 | Amkor Technology, Inc. Common Stock | 5,340,453 | $ 0 | 0 | D | ||||
6.25% Convertible Subordinated Notes Due 2013 | $ 7.49 | 01/19/2011 | C | $ 10,000,000 | 11/18/2005 | 12/01/2013 | Amkor Technology, Inc. Common Stock | 1,335,113 | $ 0 | 0 | D | ||||
6.25% Convertible Subordinated Notes Due 2013 | $ 7.49 | 01/19/2011 | C | $ 10,000,000 | 11/18/2005 | 12/01/2013 | Amkor Technology, Inc. Common Stock | 1,335,113 | $ 0 | 0 | I | See footnote (3) | |||
6.25% Convertible Subordinated Notes Due 2013 | $ 7.49 | 01/19/2011 | C | $ 10,000,000 | 11/18/2005 | 12/01/2013 | Amkor Technology, Inc. Common Stock | 1,335,113 | $ 0 | 0 | D | ||||
6.25% Convertible Subordinated Notes Due 2013 | $ 7.49 | 01/19/2011 | C | $ 10,000,000 | 11/18/2005 | 12/01/2013 | Amkor Technology, Inc. Common Stock | 1,335,113 | $ 0 | 0 | I | See footnote (3) | |||
6.25% Convertible Subordinated Notes Due 2013 | $ 7.49 | 01/19/2011 | C | $ 10,000,000 | 11/18/2005 | 12/01/2013 | Amkor Technology, Inc. Common Stock | 1,335,113 | $ 0 | 0 | D | ||||
6.25% Convertible Subordinated Notes Due 2013 | $ 7.49 | 01/19/2011 | C | $ 10,000,000 | 11/18/2005 | 12/01/2013 | Amkor Technology, Inc. Common Stock | 1,335,113 | $ 0 | 0 | I | See footnote (3) | |||
6.25% Convertible Subordinated Notes Due 2013 | $ 7.49 | 01/19/2011 | C | $ 10,000,000 | 11/18/2005 | 12/01/2013 | Amkor Technology, Inc. Common Stock | 1,335,113 | $ 0 | 0 | D | ||||
6.25% Convertible Subordinated Notes Due 2013 | $ 7.49 | 01/19/2011 | C | $ 10,000,000 | 11/18/2005 | 12/01/2013 | Amkor Technology, Inc. Common Stock | 1,335,113 | $ 0 | 0 | I | See footnote (3) | |||
6.25% Convertible Subordinated Notes Due 2013 | $ 7.49 | 01/19/2011 | C | $ 10,000,000 | 11/18/2005 | 12/01/2013 | Amkor Technology, Inc. Common Stock | 1,335,113 | $ 0 | 0 | D | ||||
6.25% Convertible Subordinated Notes Due 2013 | $ 7.49 | 01/19/2011 | C | $ 10,000,000 | 11/18/2005 | 12/01/2013 | Amkor Technology, Inc. Common Stock | 1,335,113 | $ 0 | 0 | I | See footnote (3) | |||
6.25% Convertible Subordinated Notes Due 2013 | $ 7.49 | 01/19/2011 | C | $ 10,000,000 | 11/18/2005 | 12/01/2013 | Amkor Technology, Inc. Common Stock | 1,335,113 | $ 0 | 0 | D | ||||
6.25% Convertible Subordinated Notes Due 2013 | $ 7.49 | 01/19/2011 | C | $ 10,000,000 | 11/18/2005 | 12/01/2013 | Amkor Technology, Inc. Common Stock | 1,335,113 | $ 0 | 0 | I | See footnote (9) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
KIM JAMES J 1900 SOUTH PRICE ROAD CHANDLER, AZ 85286 |
X | X | See Exhibit Nos. 99.1 and 99.2 | |
KIM SUSAN Y 1900 SOUTH PRICE ROAD CHANDLER, AZ 85286 |
X | See Exhibit 99.1 | ||
KIM DAVID D 1900 SOUTH PRICE ROAD CHANDLER, AZ 85286 |
X | See Exhibit 99.1 | ||
KIM JOHN T 1900 SOUTH PRICE ROAD CHANDLER 85286 |
X | X | See Exhibit 99.1 | |
Trust U/D of James J Kim dated 12-24-92 f/b/o Alexandra Kim Panichello 1900 SOUTH PRICE ROAD CHANDLER, AZ 85286 |
See Exhibit 99.1 | |||
Trust U/D of James J Kim dated 10-3-94 f/b/o Jacqueline Mary Panichello 1900 SOUTH PRICE ROAD CHANDLER, AZ 85286 |
See Exhibit 99.1 | |||
Trust U/D of James J Kim dated 11-17-03 f/b/o Jason Lee Kim 1900 SOUTH PRICE ROAD CHANDLER, AZ 85286 |
See Exhibit 99.1 | |||
Trust U/D of James J Kim dated 10/15/01 f/b/o Allyson Lee Kim 1900 SOUTH PRICE ROAD CHANDLER, AZ 85286 |
See Exhibit 99.1 | |||
Trust U/D of James J Kim dated 10-15-01 f/b/o Dylan James Panichello 1900 SOUTH PRICE ROAD CHANDLER, AZ 85286 |
See Exhibit 99.1 | |||
Trust U/D of James J Kim dated 11-11-2005 f/b/o Children of David D Kim 1900 SOUTH PRICE ROAD CHANDLER, AZ 85286 |
See Exhibit 99.1 |
/s/ Jerry Allison, as attorney in fact for James J. Kim *** | 01/20/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | By James J. Kim. See Exhibit 99.3 for a summary of the total direct and indirect beneficial ownership of such reporting person. |
(2) | By Irrevocable Deed of Trust of James J. Kim for Alexandra Kim Panichello dated 12/24/92. See Exhibit 99.3. |
(3) | By John T. Kim and Susan Y. Kim, as co-trustees. See Exhibit 99.3 for a summary of the total direct and indirect beneficial ownership of such trustees. |
(4) | By Irrevocable Deed of Trust of James J. Kim for Jacqueline Mary Panichello dated 10/3/94. See Exhibit 99.3. |
(5) | By Irrevocable Deed of Trust of James J. Kim for Dylan James Panichello dated 10/15/01. See Exhibit 99.3. |
(6) | By Irrevocable Deed of Trust of James J. Kim for Allyson Lee Kim dated 10/15/01. See Exhibit 99.3. |
(7) | By Irrevocable Deed of Trust of James J. Kim FBO Jason Lee Kim dated 11/17/03. See Exhibit 99.3. |
(8) | By Irrevocable Deed of Trust of James J. Kim f/b/o Children of David D. Kim dated 11/11/05. See Exhibit 99.3. |
(9) | By John T. Kim and David D. Kim, as co-trustees. See Exhibit 99.3 for a summary of the total direct and indirect beneficial ownership of such trustees. |
Remarks: *** As attorney in fact for James J. Kim. See attached Exhibit 99.4 for signatures and other required information for other reporting persons. |