1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (Right-to-Buy)
|
Â
(4)
|
04/13/2015 |
Common Stock
|
2,100
|
$
14.095
|
D
|
Â
|
Employee Stock Option (Right-to-Buy)
|
Â
(5)
|
12/01/2015 |
Common Stock
|
6,291
|
$
16.015
|
D
|
Â
|
Employee Stock Option (Right-to-Buy)
|
Â
(6)
|
12/04/2016 |
Common Stock
|
4,823
|
$
26.79
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
401(k) Plan: This amount includes shares and dividends acquired pursuant to the H.B. Fuller Company Thrift Plan. |
(2) |
2000 Stock Incentive Plan: 2,604 restricted shares were awarded pursuant to H.B. Fuller Company's 2000 Stock Incentive Plan. This amount includes 576 restricted shares that vest in two equal annual installments beginning April 15, 2007 and 2,028 restricted shares that vest effective December 1, 2008. Total amount also includes restricted shares acquired pursuant to a dividend accrual feature of the 2000 Stock Incentive Plan. |
(3) |
Amended and Restated 2000 Stock Incentive Plan: 1,249 restricted shares were awarded pursuant to H.B. Fuller Company's Amended and Restated 2000 Stock Incentive Plan and will vest effective December 4, 2009. Amount also includes restricted shares acquired pursuant to a dividend accrual feature of the Amended and Restated 2000 Stock Incentive Plan. |
(4) |
2000 Stock Incentive Plan: This option vests in four equal annual installments beginning on April 13, 2006. |
(5) |
2000 Stock Incentive Plan: This option vests in four equal annual installments beginning on December 1, 2006. |
(6) |
Amended and Restated 2000 Stock Incentive Plan: This option vests in four equal annual installments beginning on December 4, 2007. |