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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (3) | 07/03/2013 | A | 247.7542 (4) | (4) | (4) | Common Stock | 247.7542 | (4) | 14,165.7542 | D | ||||
Restricted Stock Units | (3) | 04/21/2014 | A | 8,610 (5) | (5) | (5) | Common Stock | 8,610 | (5) | 8,610 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Andreessen Marc L C/O HEWLETT-PACKARD COMPANY 3000 HANOVER STREET PALO ALTO, CA 94304 |
X |
/s/ Katie Colendich as Attorney-in-Fact for Marc L. Andreessen | 04/23/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | There is no reportable change since the last filing. This is a reiteration of holdings only. |
(2) | The reporting person elected to defer the receipt of common stock until the termination of his service as a member of the HP's Board of Directors. The 199.7270 dividends being reported reflect 64.6999 dividends at $25.18 per share deferred on 07/03/13; 76.1282 dividends at $21.40 per share deferred on 10/02/13; and 58.8989 dividends at $27.66 per share deferred on 01/02/14. |
(3) | Each restricted stock unit represents a contingent right to receive one share of HP common stock. |
(4) | As previously reported, on 04/22/13 the reporting person was granted 13,918 restricted stock units ("RSUs"), all of which will cliff vest on 04/22/14. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 247.7542 dividend equivalent rights being reported reflect 80.2579 dividend equivalent rights at $25.18 per RSU credited to the reporting person's account on 07/03/13; 94.4343 dividend equivalent rights at $21.40 per RSU credited to the reporting person's account on 10/02/13; and 73.0620 dividend equivalent rights at $27.66 per RSU credited to the reporting person's account on 01/02/14. |
(5) | On 04/21/14 the reporting person was granted 8,610 RSUs, all of which will cliff vest on 04/21/15. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. |