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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Common Stock | (1) | 05/04/2006 | A | 797 | 05/04/2009(3) | 05/04/2009 | Common Stock | 797 | (2) | 797 | D | ||||
Common Stock | (1) | 05/03/2007 | A | 963 | 05/03/2010(4) | 05/03/2010 | Common Stockl | 963 | (2) | 963 | D | ||||
Phantom Stock | (5) | 12/31/1998 | A | 959.883 | (6) | (6) | Phantom Stock | 959.883 | (7) | 959.883 | D | ||||
Phantom Stock | (5) | 12/31/1999 | A | 1,146.011 | (6) | (6) | Phantom Stock | 1,146.011 | (8) | 1,146.011 | D | ||||
Phantom Stock | (5) | 12/31/2000 | A | 1,166.627 | (6) | (6) | Phantom Stock | 1,166.627 | (9) | 1,166.627 | D | ||||
Phantom Stock | (5) | 12/31/2001 | A | 1,111.699 | (6) | (6) | Phantom Stock | 1,111.699 | (10) | 1,111.699 | D | ||||
Phantom Stock | (5) | 12/31/2002 | A | 890.049 | (6) | (6) | Phantom Stock | 890.049 | (11) | 890.049 | D | ||||
Phantom Stock | (5) | 12/31/2003 | A | 977.317 | (6) | (6) | Phantom Stock | 977.317 | (12) | 977.317 | D | ||||
Phantom Stock | (5) | 12/31/2004 | A | 324.94 | (6) | (6) | Phantom Stock | 324.94 | (13) | 324.94 | D | ||||
Phantom Stock | (5) | 12/31/2005 | A | 2,346.721 | (6) | (6) | Phantom Stock | 2,346.721 | (14) | 2,346.721 | D | ||||
Phantom Stock | (5) | 12/31/2006 | A | 287.187 | (6) | (6) | Phantom Stock | 287.187 | (15) | 287.187 | D | ||||
Phantom Stock | (5) | 12/31/2007 | A | 458.908 | (6) | (6) | Phantom Stock | 458.908 | (16) | 458.908 | D | ||||
Phantom Stock | (5) | 12/31/2008 | A | 586.479 | (6) | (6) | Phantom Stock | 586.479 | (17) | 17,628.387 (18) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
O SHAUGHNESSY ROGER D ONE NEENAH CENTER, 4TH FLOOR P.O. BOX 669 NEENAH, WI 54957 |
X |
J J Seifert Power of Attorney | 01/16/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Security converts to Common Stock on a one-for-one basis on date of conversion. |
(2) | Will know price on the date of conversion. |
(3) | Stock Award granted pursuant to 2001 Stock Incentive Plan exempt under Rule 16b-3: Grant to Reporting Person of right to receive stock as of May 4, 2009. |
(4) | Stock Award granted pursuant to 2007 Stock Incentive Plan exempt under Rule 16b-3: Grant to Reporting Person of right to receive stock as of May 3, 2010. |
(5) | Phantom Stock units convert to one share of Common Stock. On date of payout, distribution is made in cash equivalent to value of Phantom Stock units. |
(6) | In a single lump distribution in January following termination of service as a Director. |
(7) | Acquired at various dates from January 1, 1998 to December 31, 1998 at prices ranging from $33.9375 to $45.125. |
(8) | Acquired at various dates from January 1, 1999 to December 31, 1999 at prices ranging from $31.9375 to $38.3125. |
(9) | Acquired at various dates from January 1, 2000 to December 31, 2000 at prices ranging from $31.75 to $36.5625. |
(10) | Acquired at various dates from January 1, 2001 to December 31, 2001 at prices ranging from $32.1875 to $49.99. |
(11) | Acquired at various dates from January 1, 2002 to December 31, 2002 at prices ranging from $48.26 to $56. |
(12) | Acquired at various dates from January 1, 2003 to December 31, 2003 at prices ranging from $41.26 to $46.48. |
(13) | Acquired at various dates from January 1, 2004 to December 31, 2004 at prices ranging from $25.81 to $27.85. |
(14) | Acquired at various dates from January 1, 2005 to December 31, 2005 at various prices ranging from $26.02 to $30.36. |
(15) | Acquired at various dates from January 1, 2006 to December 31, 2006 at various prices ranging from $30.01 to $34.08. |
(16) | Acquired at various dates from January 1, 2007 to December 31, 2007 at prices ranging from $26.87 to $33.78. |
(17) | Acquired at various dates from January 1, 2008 to December 31, 2008 at prices ranging from $24.46 to $28.50. |
(18) | Total of ALL Phantom Stock (combined, including the March 2004 Two-for-One Stock Split) quarterly dividends increase the amount in Column 5(a) to this total number of derivative securities as of the date of this filing. |