1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (right to buy)
(3)
|
08/09/2005 |
08/09/2010 |
Class A Common Stock
|
21,800
|
$
4.65
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(4)
|
10/24/2011 |
Class A Common Stock
|
28,000
|
$
6.57
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(5)
|
01/13/2013 |
Class A Common Stock
|
20,000
|
$
11.97
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(6)
|
10/21/2013 |
Class A Common Stock
|
16,000
|
$
15.91
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(7)
|
04/29/2014 |
Class A Common Stock
|
4,000
|
$
17.12
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(8)
|
10/27/2014 |
Class A Common Stock
|
14,000
|
$
20.05
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(9)
|
01/12/2016 |
Class A Common Stock
|
13,000
|
$
28.11
|
D
|
Â
|
Employee Stock Option (right to buy)
(10)
|
07/06/2011 |
07/06/2016 |
Class A Common Stock
|
5,152
|
$
24.77
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(11)
|
01/16/2017 |
Class A Common Stock
|
18,000
|
$
23.64
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(12)
|
01/14/2018 |
Class A Common Stock
|
32,000
|
$
28.36
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Includes 4,450 shares of restricted stock granted under the Actuant Corporation 2002 Stock Plan. One hundred percent of the restricted stock becomes vested on 08/04/2008. |
(2) |
Best estimate of shares held pursuant to the Actuant 401(k) Plan. |
(3) |
Options granted under the Actuant Corporation 1996 Stock Plan. |
(4) |
Fifty percent of the option became exercisable on 10/24/2003, and the balance on 10/24/2006. Options granted under the Actuant Corporation 2001 Stock Plan. |
(5) |
Fifty percent of the option became exercisable on 01/13/2005, and the balance on 01/13/2008. Options granted under the Actuant Corporation 2002 Stock Plan. |
(6) |
Fifty percent of the option became exercisable on 10/21/2005, and the balance on 10/21/2008. Options granted under the Actuant Corporation 2002 Stock Plan. |
(7) |
Fifty percent of the option became exercisable on 04/29/2006, and the balance on 04/29/2009. Options granted under the Actuant Corporation 2001 Stock Plan. |
(8) |
Fifty percent of the option became exercisable on 10/27/2006, and the balance on 10/27/2009. Options granted under the Actuant Corporation 2002 Stock Plan. |
(9) |
Fifty percent of the option becomes exercisable on 01/12/2009 and the balance on 01/12/2011. Options granted under the Actuant Corporation 2001 Stock Plan. |
(10) |
Options granted under the Actuant Corporation 2002 Stock Plan. |
(11) |
Fifty percent of the option becomes exercisable on 01/16/2010, and the balance on 01/16/2012. Options granted under the Actuant Corporation 2002 Stock Plan. |
(12) |
Fifty percent of the option becomes exercisable on 01/14/2011, and the balance on 01/14/2013. Options granted under the Actuant Corporation 2002 Stock Plan. |