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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
Convertible Shares of Platform Delaware Holdings, Inc. | Â | 12/31/2014(1)(2) | Â | C(1)(2) | Â | 79,716 (2) | Â (1) | Â (1) | Common Stock | $ 0 | 6,024,627 (1) | By Tartan Holding, LLC (1) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
LEEVER DANIEL H C/O PLATFORM SPECIALTY PRODUCTS CORP., 5200 BLUE LAGOON DRIVE, SUITE 855 MIAMI, FL 33126 |
 X |  |  CEO |  |
/s/ Daniel H. Leever | 01/14/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | See Remarks. |
(2) | Since October 31, 2014, 79,716 shares of PDH common stock previously held by members of Tartan other than Mr. Leever were converted into shares of Common Stock of the Issuer, on a one-for-one basis, and distributed to such members. |
 Remarks: (1) Represents shares of common stock of Platform Delaware Holdings, Inc., a direct wholly-owned subsidiary of the Issuer ("PDH"), held by Tartan Holdings, LLC ("Tartan"). The shares of PDH common stock are convertible, at the option of the holder, into a like number of shares of Common Stock of the Issuer since October 31, 2014. Mr. Leever is the sole manager of Tartan and, as of December 31, 2014, owned with related persons approximately 81.54% of Tartan. As of December 31, 2014, Tartan owned 7,388,750 shares of PDH common stock and, accordingly, Mr. Leever and such related persons had a pecuniary interest in 6,024,627 shares of PDH common stock. Mr. Leever disclaims beneficial ownership of any shares held by Tartan in which he does not have a pecuniary interest. Mr. Leever previously reported beneficial ownership based on the aggregate number of shares of PDH common stock held by Tartan. Beginning with this Form 5, Mr. Leever intends to report beneficial ownership of shares of PDH common stock held by Tartan based on Mr. Leever's pro rata ownership interest in Tartan. |