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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option | $ 13.805 | 03/13/2008 | 03/12/2013 | Common | 15,348 | 15,348 | D | ||||||||
Stock Option | $ 22.75 | 03/28/2009 | 03/27/2014 | Common | 8,680 | 24,028 | D | ||||||||
Stock Option | $ 22.75 | 08/09/2009 | 08/08/2014 | Common | 7,724 | 31,752 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
REEVES STEVEN A 7210 PERSIMMON RD. BLANCHARD, OK US 73010 |
Chief Operating Officer |
/s/Steven A. Reeves | 12/12/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Reflects the average sales price for the shares, which ranged from $2.30 - $2.50. Complete information regarding the number of shares sold at each separate price is available and will be furnished upon request. |
(2) | Between January 1, 2006 and October 28, 2008 the reporting person acquired 10,501 shares of Flotek Commmon Stock under the Flotek 401K Plan. The information in this report is based on a plan statement dated as of October 28, 2008. |
(3) | Transaction in Table I of the original filing was incorrectly coded as Transaction Code A (award or grant). Corrected to Transaction Code P (open market purchase). |