1
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NAMES
OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES
ONLY)
Ronald
L. Havner, Jr.
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2
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CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) ¨
(b) ¨
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3
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SEC
USE ONLY
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|||||
4
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SOURCE
OF FUNDS (See Instructions)
PF
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|||||
5
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CHECK
IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(d) OR
2(e)
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¨
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6
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CITIZENSHIP
OR PLACE OF ORGANIZATION
U.S.A.
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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7 SOLE
VOTING POWER
12,000(1)
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8 SHARED
VOTING POWER
2,557,175(2)
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9 SOLE
DISPOSITIVE POWER
12,000(1)
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10 SHARED
DISPOSITIVE POWER
2,557,175(2)
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11
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AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,559,175(3)
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|||||
12
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CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES
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x
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|||||
13
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PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
14.4%(3)
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14
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TYPE
OF REPORTING PERSON
IN
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(1)
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Ronald
L. Havner, Jr. (“Mr. Havner”) holds 2,000 shares of General Finance
Corporation (the “Issuer”) common stock (“Shares”) in his individual name
and an additional 10,000 Shares, as Trustee, for his son Christopher
R.
Havner (“Christopher’s Shares”). Mr. Havner has voting and investment
power with respect to Christopher’s Shares. Mr. Havner disclaims any
beneficial ownership of Christopher’s
Shares.
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(2)
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Mr. Havner
and his wife, LeeAnn R. Havner, are Co-Trustees of The Havner Family
Trust
(the “Trust”). The Trust owns 2,517,425 Shares and 39,750 warrants
(“Warrants”) with respect to Shares. Each warrant entitles the holder to
purchase from the Company one Share at an exercise price of $6.00.
The
Warrants expire on April 5, 2010. As a Co-Trustee of the Trust,
Mr. Havner may be deemed to beneficially own all of the Shares and
Warrants held by the Trust.
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(3)
|
The
number of Shares that may be deemed to be beneficially owned by
Mr. Havner, and the calculation of the foregoing percentage, includes
in each case the number of Shares issuable upon the exercise of the
39,750
Warrants held by the Trust. Mr. Havner disclaims any beneficial
ownership of Christopher’s Shares.
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1
|
|
NAMES
OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES
ONLY)
LeeAnn
R. Havner
|
|
|
|||||
2
|
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) ¨
(b) ¨
|
|
|
|||||
3
|
|
SEC
USE ONLY
|
|
|
|||||
4
|
|
SOURCE
OF FUNDS (See Instructions)
PF
|
|
|
|||||
5
|
|
CHECK
IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(d) OR
2(e)
|
|
¨
|
|||||
6
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|
CITIZENSHIP
OR PLACE OF ORGANIZATION
U.S.A.
|
|
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|||||
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|
||||||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
|
7 SOLE
VOTING POWER
3,000
|
|
||||||
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8 SHARED
VOTING POWER
2,557,175(1)
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||||||
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9 SOLE
DISPOSITIVE POWER
3,000
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|
|||||
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10 SHARED
DISPOSITIVE POWER
2,557,175(1)
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|||||
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|||||
11
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AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,560,175(1)(2)
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|
|||||
12
|
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES
|
|
¨
|
|||||
13
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|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
14.4%(2)
|
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|
|||||
14
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TYPE
OF REPORTING PERSON
IN
|
|
|
(1)
|
LeeAnn
R. Havner (“Mrs. Havner”) and her husband Ronald L. Havner, Jr., are
Co-Trustees of The Havner Family Trust (the “Trust”). The Trust owns
2,517,425 Shares and 39,750 Warrants. The warrants expire on April 5,
2010. As a Co-Trustee of the Trust, Mrs. Havner may be deemed to
beneficially own all of the Shares and Warrants held by the
Trust.
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(2)
|
The
number of Shares that may be deemed to be beneficially owned by
Mrs. Havner, and the calculation of the foregoing percentage,
includes in each case the number of Shares issuable upon the exercise
of
the 39,750 Warrants held by the
Trust.
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1
|
|
NAMES
OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES
ONLY)
The
Havner Family Trust
|
|
|
|||||
2
|
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨
(b) ¨
|
|
|
|||||
3
|
|
SEC
USE ONLY
|
|
|
|||||
4
|
|
SOURCE
OF FUNDS (See Instructions)
PF
|
|
|
|||||
5
|
|
CHECK
IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(d) OR
2(e)
|
|
¨
|
|||||
6
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|
CITIZENSHIP
OR PLACE OF ORGANIZATION
California
|
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|
|||||
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|
||||||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
|
7 SOLE
VOTING POWER
0
|
|
||||||
|
8 SHARED
VOTING POWER
2,557,175(1)
|
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|
||||||
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9 SOLE
DISPOSITIVE POWER
0
|
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|
|||||
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10 SHARED
DISPOSITIVE POWER
2,557,175(1)
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|
|
|||||
|
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|
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|
|||||
11
|
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,557,175(1)(2)
|
|
|
|||||
12
|
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES
|
|
¨
|
|||||
13
|
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
14.3%(2)
|
|
|
|||||
14
|
|
TYPE
OF REPORTING PERSON
OO
|
|
|
(1)
|
The
Trust owns 2,517,425 Shares and 39,750 Warrants. Each Warrant entitles
the
holder to purchase from the Company one Share at an exercise price
of
$6.00. The warrants expire on April 5, 2010. Ronald L. Havner, Jr.
and his wife LeeAnn R. Havner, are the Co-Trustees of the
Trust.
|
(2)
|
The
number of Shares that may be deemed to be beneficially owned by the
Trust,
and the calculation of the foregoing percentage, includes in each
case the
number of Shares issuable upon the exercise of the 39,750 Warrants
held by
the Trust.
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Item 1.
|
Security
and Issuer
|
Item 3.
|
Source
and Amount of Funds
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Item 5.
|
Interest
in Securities of the
Issuer
|
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(a)
|
Mr. Havner.
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(b)
|
Mrs. Havner.
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(c)
|
The
Trust.
|
Item 7.
|
Material
to be Filed as Exhibits
|
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Exhibit
|
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Description
of Exhibits
|
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99.1
|
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Agreement
Required for Joint Filing Under Rule
13d-1(k)(1)
|
Date:
|
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October
6, 2008
|
|
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|
||
Signature:
|
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/s/
Ronald L. Havner, Jr.
|
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Name/Title:
|
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Ronald
L. Havner, Jr.
|
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|
||
Signature:
|
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/s/
LeeAnn R. Havner
|
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Name/Title:
|
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LeeAnn
R. Havner
|
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|
|||
THE
HAVNER FAMILY TRUST
|
|||
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|
||
Signature:
|
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/s/
LeeAnn R. Havner
|
|
|
|
Name:
LeAnn R. Havner
Title:
Trustee
|