1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (Right to Buy)
|
Â
(4)
|
05/28/2015 |
Common Stock
|
100,000
|
$
2.75
(3)
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(6)
|
03/16/2016 |
Common Stock
|
150,000
|
$
10.64
(5)
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(8)
|
12/02/2016 |
Common Stock
|
80,000
|
$
5.3
(7)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Spartacus Management Inc. is a private company wholly-owned by the reporting person. |
(2) |
Pacific Opportunity Capital Ltd is a private company controlled by the reporting person. |
(3) |
The exercise price of the Employee Stock Option was CDN$2.71, which has been converted to the US Dollar equivalent using the exchange rate on December 12, 2012. |
(4) |
Options vested as follows: 20% of the options vested 4 months from 05/28/2010 ("Grant Date"); 20% of the options vested 8 months from Grant Date; 20% of the options vested 12 months from Grant Date; 20% of options vested 15 months from Grant Date; 20% of the options vested 18 months from Grant Date. |
(5) |
The exercise price of the Employee Stock Option was CDN$10.50, which has been converted to the US Dollar equivalent using the exchange rate on December 12, 2012. |
(6) |
Options vested as follows: 20% of the options vested 4 months from 03/16/2011 ("Grant Date"); 20% of the options vested 8 months from Grant Date; 20% of the options vested 12 months from Grant Date; 20% of options vested 15 months from Grant Date; 20% of the options vested 18 months from Grant Date. |
(7) |
The exercise price of the Employee Stock Option was CDN$5.23, which has been converted to the US Dollar equivalent using the exchange rate on December 12, 2012. |
(8) |
Options vested as follows: 20% of the options vested 4 months from 12/02/2011 ("Grant Date"); 20% of the options vested 8 months from Grant Date; 20% of the options vested 12 months from Grant Date; 20% of options vested 15 months from Grant Date; 20% of the options vested 18 months from Grant Date. |