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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Incentive Stock Option (right to buy) | $ 53.31 | 02/14/2010 | A | 1,875 | (2) | 02/13/2017 | Common Stock | 1,875 | $ 0 | 1,875 | D | ||||
Non-Qualified Stock Option (right to buy) | $ 53.31 | 02/14/2010 | A | 17,295 | (3) | 02/13/2017 | Common Stock | 17,295 | $ 0 | 17,295 | D | ||||
Restricted Stock Unit | (4) | 02/14/2010 | A | 1,993 | (4) | (4) | Common Stock | 1,993 | $ 0 | 7,342 | D | ||||
Restricted Stock Unit | (5) | 02/14/2010 | M | 274 | (5) | (5) | Common Stock | 274 | $ 0 | 7,068 | D | ||||
Restricted Stock Unit | (6) | 02/14/2010 | M | 476 | (6) | (6) | Common Stock | 476 | $ 0 | 6,592 | D | ||||
Restricted Stock Unit | (7) | 02/14/2010 | M | 344 | (7) | (7) | Common Stock | 344 | $ 0 | 6,248 | D | ||||
Restricted Stock Unit | (8) | 02/14/2010 | M | 400 | (8) | (8) | Common Stock | 400 | $ 0 | 5,848 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Williams Michael J PhD ONE IDEXX DRIVE WESTBROOK, ME 04092 |
Corporate Vice President |
John B. Rogers, Attorney-in-Fact for Michael J. Williams, PhD | 02/17/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 84 shares and 79 shares of common stock acquired under the IDEXX Laboratories, Inc. Employee Stock Purchase Plan on September 30 and December 31, 2009, respectively. |
(2) | Grant of option to buy shares of IDEXX Laboratories, Inc. common stock becomes exercisable on the fifth anniversary date (2/14/2015) of the date of grant. |
(3) | Grant of option to buy shares of IDEXX Laboratories, Inc. common stock exercisable as to 3,834 shares on each of 2/14/2011, 2/14/2012, 2/14/2013 and 2/14/2014 and 1,959 shares on 2/14/2015. |
(4) | Each restricted stock unit represents a contingent right to receive one share of IDEXX Laboratories, Inc. common stock. Restricted stock units vest in five equal annual installments beginning on 2/14/2011. |
(5) | Each restricted stock unit represents a contingent right to receive one share of IDEXX Laboratories, Inc. common stock. Restricted stock units vest in five equal annual installments beginning on 2/14/2007. |
(6) | Each restricted stock unit represents a contingent right to receive one share of IDEXX Laboratories, Inc. common stock. Restricted stock units vest in five equal annual installments beginning on 2/14/2008. |
(7) | Each restricted stock unit represents a contingent right to receive one share of IDEXX Laboratories, Inc. common stock. Restricted stock units vest in five equal annual installments beginning on 2/14/2009. |
(8) | Each restricted stock unit represents a contingent right to receive one share of IDEXX Laboratories, Inc. common stock. Restricted stock units vest in five equal annual installments beginning on 2/14/2010. |