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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option | $ 14.5378 | (6) | 04/22/2016 | Common Stock | 4,820 | 4,820 | D | ||||||||
Stock Option | $ 19.5867 | (7) | 04/28/2017 | Common Stock | 7,582 | 7,582 | D | ||||||||
Stock Option | $ 29.8267 | (8) | 05/02/2018 | Common Stock | 4,050 | 4,050 | D | ||||||||
Stock Option | $ 34.0467 | (9) | 04/30/2019 | Common Stock | 4,725 | 4,725 | D | ||||||||
Stock Option | $ 30.74 | (10) | 07/25/2019 | Common Stock | 1,570 | 1,570 | D | ||||||||
Stock Option | $ 41.74 | (11) | 05/07/2020 | Common Stock | 5,190 | 5,190 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
VARET ELIZEBETH R P.O. BOX 287440 NEW YORK, NY 10128-7440 |
X |
/s/Kathryn E. Sena, attorney-in-fact for Ms. Varet | 02/28/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The shares were sold at prices ranging from $52.98 to $53.01 per share. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price. |
(2) | Held by trust of which the reporting person is a co-trustee or co-beneficiary. |
(3) | The reporting person is a managing member of the limited liability company which holds the securities for the benefit of the reporting person's adult child. The reporting person disclaims any beneficial ownership of these securities. |
(4) | These shares are held in a trust for the benefit of the reporting person's spouse. The reporting person disclaims beneficial ownership of these securities. |
(5) | The reporting person has a power of attorney over the securities. The reporting person disclaims beneficial ownership of these securities. |
(6) | The stock options will become exercisable in four equal annual installments beginning on April 23, 2010. |
(7) | The stock options will become exercisable in four equal annual installments beginning on April 29, 2011. |
(8) | The stock options will become exercisable in four equal installments beginning on May 3, 2012. |
(9) | The stock options will become exercisable in four equal installments beginning on May 1, 2013. |
(10) | The stock options will become exercisable in four equal annual installments beginning on July 26, 2013. |
(11) | The stock options will become exercisable in four equal annual installments beginning on May 8, 2014. |