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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
KINDER RICHARD D 1001 LOUISIANA SUITE 1000 HOUSTON, TX 77002 |
X | X | Chairman and CEO |
/s/ Richard D. Kinder | 12/01/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Received in exchange for 347,968 shares of Kinder Morgan Management, LLC ("KMR") in connection with the merger of KMR with a subsidiary of Kinder Morgan, Inc. ("KMI"). On November 26, 2014, the last trading day for the KMR shares, the closing price of KMR's shares was $104.71 per share, and the closing price of KMI's Class P common stock was $42.32 per share. |
(2) | Received by the Reporting Person's spouse in exchange for 1,386 shares of KMR in connection with the merger. On November 26, 2014, the last trading day for the KMR shares, the closing price of KMR's shares was $104.71 per share, and the closing price of KMI's Class P common stock was $42.32 per share. The Reporting Person disclaims any and all beneficial or pecuniary interest in the shares owned by his spouse. |
(3) | The Reporting Person disclaims 99% of any beneficial ownership of the shares owned by such limited partnership. |