1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Incentive Stock Option (right to buy)
|
Â
(2)
|
03/21/2017 |
Common Stock
|
2,500
(3)
|
$
6.18
|
D
|
Â
|
Incentive Stock Option (right to buy)
|
Â
(4)
|
10/08/2016 |
Common Stock
|
13,275
(5)
|
$
6.78
|
D
|
Â
|
Incentive Stock Option (right to buy)
|
Â
(6)
|
03/26/2018 |
Common Stock
|
10,313
(7)
|
$
8.94
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
Â
(2)
|
03/21/2017 |
Common Stock
|
10,000
(8)
|
$
6.18
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
Â
(4)
|
10/08/2016 |
Common Stock
|
6,085
(9)
|
$
6.78
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
Â
(6)
|
03/26/2018 |
Common Stock
|
8,250
(10)
|
$
8.94
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
This is comprised of 17,499 unvested Restricted Stock Units granted on 2/17/2009 of which 3,501 units will vest on 2/17/2011 and 6,999 units will vest on 2/17/2012 and 2/17/2013; 75,000 Restricted stock units granted on 11/16/2009 of which 25,000 units will vest on 11/16/2010, 11/16/2011, and 11/16/2012; and 40,000 Restricted Stock Award granted on 03/26/2010 of which 6,668 shares will vest on 3/26/2011 and 3/26/2012 and 13,332 shares will vest on 3/26/2013 and 3/26/2014. |
(2) |
This option was granted on 3/21/2007 and vests 1/48 per month for 48 months. |
(3) |
This option consists of 2,500 shares all of which are unvested. |
(4) |
This option was granted on 10/9/2006; 25% vested on the first anniversary of the grant with the remaining 75% vesting monthly for 36 months. |
(5) |
This option consists of 7,375 shares that are vested and exercisable and 5,900 shares that have not yet been vested. |
(6) |
This option was granted on 3/26/2008 and vests 1/48 per month for 48 months. |
(7) |
This option consists of 10,313 shares all of which are unvested. |
(8) |
This option consists of 5,000 shares that are vested and exercisable and 5,000 shares that have not yet been vested. |
(9) |
This option consists of 3,651 shares that are vested and exercisable and 2,434 shares that have not yet been vested. |
(10) |
This option consists of 3,437 shares that are vested and exercisable and 4,813 shares that have not yet been vested. |