UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Options (right to buy) | Â (2) | 01/19/2015 | Common Stock | 100,000 (4) | $ 4.11 | D | Â |
Stock Option (right to buy) | Â (3) | 03/20/2016 | Common Stock | 45,000 (5) | $ 6.71 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Kato Nancy C/O TIVO 2160 GOLD STREET ALVISO, CA 95002 |
 |  |  SVP, Human Resources |  |
Sheryl Andersen, Attorney-in-Fact for: Nancy Kato | 06/09/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Included in these shares are 4,833 shares of unvested restricted stock, which shall vest on 3/20/2007. |
(2) | These shares were granted on 1/19/2005 and vest 1/48th per month for 48 months. |
(3) | These shares were granted on 3/20/2006 and vest 1/48th per month for 48 months. |
(4) | These shares consist of 33,332 shares that are vested and exercisable and 66,668 shares that have not yet vested. |
(5) | These shares consist of 1,874 shares that are vested and exercisable and 43,126 shares that have not yet vested. |