SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
SCHEDULE 13D
Amendment No. 12
Under the Securities Exchange Act of 1934
SUPERCONDUCTOR TECHNOLOGIES, INC.
(Name of Issuer)
Common Stock, $0.001 par value
(Title of Class of Securities)
867931107
(CUSIP Number)
H. Vaughan Blaxter, III
1900 Grant Building
Pittsburgh, Pennsylvania 15219
(412) 281-2620
(Name, address and telephone number of person
authorized to receive notices and communications)
December 18, 2002
Date of Event which Requires Filing of this Statement
If the filing person has previously filed a statement on Schedule
13G to report the acquisition which is the subject of this
statement, and is filing this statement because of Rule 13d-1(e),
13d-1(f) or 13(d)-1(g), check the following box [ X ]
CUSIP NO. 867931107
1 Name of Reporting Person S.S. or I.R.S. Identification No. of
above Person
C. G. GREFENSTETTE, Trustee for Various Trusts I.D.
#206-18-8997
2 Check the Appropriate Box if Member of a Group (a) [
X ] (b) [ ]
3 SEC Use Only
4 Source of Funds
OO
5 Check if Disclosure of Legal Proceedings is Required Pursuant
to Items 2(d) or 2(e)
[ ]
6 Citizenship or Place of Organization
U.S.
Number of Shares Beneficially Owned by Each Reporting Person With
7 Sole Voting Power
8 Shared Voting Power
9,667,683
9. Sole Dispositive Power
10 Shared Dispositive Power
9,667,683
11 Aggregate Amount Beneficially Owned by Each Reporting Person
9,667,683
12 Check Box if the Aggregate Amount in Row (11) Excludes
Certain Shares
13 Percent of Class Represented by Amount in Row (11)
16.16%
14 Type of Reporting Person
IN
CUSIP NO. 867931107
1 Name of Reporting Person S.S. or I.R.S. Identification No. of
above Person
LAWRENCE M. WAGNER, Trustee for Various Trusts I.D.
#233-38-9703
2 Check the Appropriate Box if Member of a Group (a) [
X ] (b) [ ]
3 SEC Use Only
4 Source of Funds
OO
5 Check if Disclosure of Legal Proceedings is Required Pursuant
to Items 2(d) or 2(e)
[ ]
6 Citizenship or Place of Organization
U.S.
Number of Shares Beneficially Owned by Each Reporting Person With
7 Sole Voting Power
8 Shared Voting Power
692,104
9. Sole Dispositive Power
10 Shared Dispositive Power
692,104
11 Aggregate Amount Beneficially Owned by Each Reporting Person
692,104
12 Check Box if the Aggregate Amount in Row (11) Excludes
Certain Shares
13 Percent of Class Represented by Amount in Row (11)
1.16%
14 Type of Reporting Person
IN
CUSIP NO. 867931107
1 Name of Reporting Person S.S. or I.R.S. Identification No. of
above Person
C. G. GREFENSTETTE and L. M. WAGNER, TRUSTEES UNDER
AGREEMENT OF TRUST DATED 12/30/76 FOR THE CHILDREN OF
JULIET LEA HILLMAN SIMONDS I.D.
#25-6193084
2 Check the Appropriate Box if Member of a Group (a) [
X ] (b) [ ]
3 SEC Use Only
4 Source of Funds
OO
5 Check if Disclosure of Legal Proceedings is Required Pursuant
to Items 2(d) or 2(e)
[ ]
6 Citizenship or Place of Organization
Pennsylvania
Number of Shares Beneficially Owned by Each Reporting Person With
7 Sole Voting Power
173,026
8 Shared Voting Power
9. Sole Dispositive Power
173,026
10 Shared Dispositive Power
11 Aggregate Amount Beneficially Owned by Each Reporting Person
173,026
12 Check Box if the Aggregate Amount in Row (11) Excludes
Certain Shares
13 Percent of Class Represented by Amount in Row (11)
.29%
14 Type of Reporting Person
OO
CUSIP NO. 867931107
1 Name of Reporting Person S.S. or I.R.S. Identification No. of
above Person
C. G. GREFENSTETTE and L. M. WAGNER, TRUSTEES UNDER
AGREEMENT OF TRUST DATED 12/30/76 FOR THE CHILDREN OF
AUDREY HILLMAN FISHER I.D. #25-6193085
2 Check the Appropriate Box if Member of a Group (a) [
X ] (b) [ ]
3 SEC Use Only
4 Source of Funds
OO
5 Check if Disclosure of Legal Proceedings is Required Pursuant
to Items 2(d) or 2(e)
[ ]
6 Citizenship or Place of Organization
Pennsylvania
Number of Shares Beneficially Owned by Each Reporting Person With
7 Sole Voting Power
173,026
8 Shared Voting Power
9. Sole Dispositive Power
173,026
10 Shared Dispositive Power
11 Aggregate Amount Beneficially Owned by Each Reporting Person
173,026
12 Check Box if the Aggregate Amount in Row (11) Excludes
Certain Shares
13 Percent of Class Represented by Amount in Row (11)
.29%
14 Type of Reporting Person
OO
CUSIP NO. 867931107
1 Name of Reporting Person S.S. or I.R.S. Identification No. of
above Person
C. G. GREFENSTETTE and L. M. WAGNER, TRUSTEES UNDER
AGREEMENT OF TRUST DATED 12/30/76 FOR THE CHILDREN OF
HENRY LEA HILLMAN, JR. I.D. #26-6193086
2 Check the Appropriate Box if Member of a Group (a) [
X ] (b) [ ]
3 SEC Use Only
4 Source of Funds
OO
5 Check if Disclosure of Legal Proceedings is Required Pursuant
to Items 2(d) or 2(e)
[ ]
6 Citizenship or Place of Organization
Pennsylvania
Number of Shares Beneficially Owned by Each Reporting Person With
7 Sole Voting Power
173,026
8 Shared Voting Power
9. Sole Dispositive Power
173,026
10 Shared Dispositive Power
11 Aggregate Amount Beneficially Owned by Each Reporting Person
173,026
12 Check Box if the Aggregate Amount in Row (11) Excludes
Certain Shares
13 Percent of Class Represented by Amount in Row (11)
.29%
14 Type of Reporting Person
OO
CUSIP NO. 867931107
1 Name of Reporting Person S.S. or I.R.S. Identification No. of
above Person
C. G. GREFENSTETTE and L. M. WAGNER, TRUSTEES UNDER
AGREEMENT OF TRUST DATED 12/30/76 FOR THE CHILDREN OF
WILLIAM TALBOTT HILLMAN I.D. #25-6193087
2 Check the Appropriate Box if Member of a Group (a) [
X ] (b) [ ]
3 SEC Use Only
4 Source of Funds
OO
5 Check if Disclosure of Legal Proceedings is Required Pursuant
to Items 2(d) or 2(e)
[ ]
6 Citizenship or Place of Organization
Pennsylvania
Number of Shares Beneficially Owned by Each Reporting Person With
7 Sole Voting Power
173,026
8 Shared Voting Power
9. Sole Dispositive Power
173,026
10 Shared Dispositive Power
11 Aggregate Amount Beneficially Owned by Each Reporting Person
172,026
12 Check Box if the Aggregate Amount in Row (11) Excludes
Certain Shares
13 Percent of Class Represented by Amount in Row (11)
.29%
14 Type of Reporting Person
OO
CUSIP NO. 867931107
1 Name of Reporting Person S.S. or I.R.S. Identification No. of
above Person
HENRY L. HILLMAN I.D.
#182-14-5466
2 Check the Appropriate Box if Member of a Group (a) [
X ] (b) [ ]
3 SEC Use Only
4 Source of Funds
OO
5 Check if Disclosure of Legal Proceedings is Required Pursuant
to Items 2(d) or 2(e)
[ ]
6 Citizenship or Place of Organization
U.S.
Number of Shares Beneficially Owned by Each Reporting Person With
7 Sole Voting Power
8 Shared Voting Power
8,975,579
9 Sole Dispositive Power
10 Shared Dispositive Power
8,975,579
11 Aggregate Amount Beneficially Owned by Each Reporting Person
8,975,579
12 Check Box if the Aggregate Amount in Row (11) Excludes
Certain Shares
13 Percent of Class Represented by Amount in Row (11)
15%
14 Type of Reporting Person
IN
CUSIP NO. 867931107
1 Name of Reporting Person S.S. or I.R.S. Identification No. of
above Person
ELSIE HILLIARD HILLMAN I.D. #192-28-3426
2 Check the Appropriate Box if Member of a Group (a) [
X ] (b) [ ]
3 SEC Use Only
4 Source of Funds
OO
5 Check if Disclosure of Legal Proceedings is Required Pursuant
to Items 2(d) or 2(e)
[ ]
6 Citizenship or Place of Organization
U.S.
Number of Shares Beneficially Owned by Each Reporting Person With
7 Sole Voting Power
8 Shared Voting Power
8,975,579
9 Sole Dispositive Power
10 Shared Dispositive Power
8,975,579
11 Aggregate Amount Beneficially Owned by Each Reporting Person
8,975,579
12 Check Box if the Aggregate Amount in Row (11) Excludes
Certain Shares
13 Percent of Class Represented by Amount in Row (11)
15%
14 Type of Reporting Person
IN
CUSIP NO. 867931107
1 Name of Reporting Person S.S. or I.R.S. Identification No. of
above Person
HENRY L. HILLMAN, ELSIE HILLIARD HILLMAN & C. G.
GREFENSTETTE, TRUSTEES OF THE HENRY L. HILLMAN TRUST U/A
DATED NOVEMBER
18, 1985
I.D.
#18-2145466
2 Check the Appropriate Box if Member of a Group (a) [
X ] (b) [ ]
3 SEC Use Only
4 Source of Funds
OO
5 Check if Disclosure of Legal Proceedings is Required Pursuant
to Items 2(d) or 2(e)
[ ]
6 Citizenship or Place of Organization
Pennsylvania
Number of Shares Beneficially Owned by Each Reporting Person With
7 Sole Voting Power
1,514,340
8 Shared Voting Power
7,461,239
9 Sole Dispositive Power
1,514,340
10 Shared Dispositive Power
7,461,239
11 Aggregate Amount Beneficially Owned by Each Reporting Person
8,975,579
12 Check Box if the Aggregate Amount in Row (11) Excludes
Certain Shares
13 Percent of Class Represented by Amount in Row (11)
15%
14 Type of Reporting Person
OO
CUSIP NO. 867931107
1 Name of Reporting Person S.S. or I.R.S. Identification No. of
above Person
THE HILLMAN COMPANY I.D. #25-1011286
2 Check the Appropriate Box if Member of a Group (a) [
X ] (b) [ ]
3 SEC Use Only
4 Source of Funds
OO
5 Check if Disclosure of Legal Proceedings is Required Pursuant
to Items 2(d) or 2(e)
[ ]
6 Citizenship or Place of Organization
Pennsylvania
Number of Shares Beneficially Owned by Each Reporting Person With
7 Sole Voting Power
8 Shared Voting Power
7,461,239
9 Sole Dispositive Power
10 Shared Dispositive Power
7,461,239
11 Aggregate Amount Beneficially Owned by Each Reporting Person
7,461,239
12 Check Box if the Aggregate Amount in Row (11) Excludes
Certain Shares
13 Percent of Class Represented by Amount in Row (11)
12.47%
14 Type of Reporting Person
CO
CUSIP NO. 867931107
1 Name of Reporting Person S.S. or I.R.S. Identification No. of
above Person
WILMINGTON INVESTMENTS, INC. I.D. #51-0344688
2 Check the Appropriate Box if Member of a Group (a) [
X ] (b) [ ]
3 SEC Use Only
4 Source of Funds
OO
5 Check if Disclosure of Legal Proceedings is Required Pursuant
to Items 2(d) or 2(e)
[ ]
6 Citizenship or Place of Organization
Delaware
Number of Shares Beneficially Owned by Each Reporting Person With
7 Sole Voting Power
8 Shared Voting Power
7,461,239
9 Sole Dispositive Power
10 Shared Dispositive Power
7,461,239
11 Aggregate Amount Beneficially Owned by Each Reporting Person
7,461,239
12 Check Box if the Aggregate Amount in Row (11) Excludes
Certain Shares
13 Percent of Class Represented by Amount in Row (11)
12.47%
14 Type of Reporting Person
CO
CUSIP NO. 867931107
1 Name of Reporting Person S.S. or I.R.S. Identification No. of
above Person
WILMINGTON EQUITIES, INC. I.D. #51-0411204
2 Check the Appropriate Box if Member of a Group (a) [
X ] (b) [ ]
3 SEC Use Only
4 Source of Funds
OO
5 Check if Disclosure of Legal Proceedings is Required Pursuant
to Items 2(d) or 2(e)
[ ]
6 Citizenship or Place of Organization
Delaware
Number of Shares Beneficially Owned by Each Reporting Person With
7 Sole Voting Power
8 Shared Voting Power
7,461,239
9 Sole Dispositive Power
10 Shared Dispositive Power
7,461,239
11 Aggregate Amount Beneficially Owned by Each Reporting Person
7,462,239
12 Check Box if the Aggregate Amount in Row (11) Excludes
Certain Shares
13 Percent of Class Represented by Amount in Row (11)
12.47%
14 Type of Reporting Person
CO
CUSIP NO. 867931107
1 Name of Reporting Person S.S. or I.R.S. Identification No. of
above Person
WILMINGTON SECURITIES, INC. I.D.
#51-0114700
2 Check the Appropriate Box if Member of a Group (a) [
X ] (b) [ ]
3 SEC Use Only
4 Source of Funds
OO
5 Check if Disclosure of Legal Proceedings is Required Pursuant
to Items 2(d) or 2(e)
[ ]
6 Citizenship or Place of Organization
Delaware
Number of Shares Beneficially Owned by Each Reporting Person With
7 Sole Voting Power
7,461,239
8 Shared Voting Power
9 Sole Dispositive Power
7,461,239
10 Shared Dispositive Power
11 Aggregate Amount Beneficially Owned by Each Reporting Person
7,461,239
12 Check Box if the Aggregate Amount in Row (11) Excludes
Certain Shares
13 Percent of Class Represented by Amount in Row (11)
12.47%
14 Type of Reporting Person
CO
SCHEDULE 13D
AMENDMENT NO. 12
This statement ("Statement") constitutes Amendment No. 12 to
Schedule 13D filed with the Securities and Exchange Commission (the
"Commission") in connection with the event date of December 18, 2002
(the "Filing").
Item 1. Security and Issuer
This Statement relates to the Common Stock, $0.001 par value,
of Superconductor Technologies, Inc., a Delaware corporation (the
"Issuer"). The address of the principal executive offices of the
Issuer is 460 Ward Drive, Suite F, Santa Barbara, California
93111-2310. The Common Stock is quoted on the Nasdaq National
Market under the symbol "SCON".
Item 2. Identity and Background
(a) Names of persons filing (individually, the
"Registrant" and collectively, the "Registrants"):
Wilmington Securities, Inc. ("Wilmington"), a wholly-owned
subsidiary of Wilmington Equities, Inc.
Wilmington Equities, Inc., a wholly-owned subsidiary of
Wilmington Investments, Inc.
Wilmington Investments, Inc., a wholly-owned subsidiary of
The Hillman Company.
The Hillman Company, a corporation controlled by Henry L.
Hillman, Elsie Hilliard Hillman and C. G. Grefenstette,
as Trustees of the Henry L. Hillman Trust U/A dated
November 18, 1985.
Henry L. Hillman, Elsie Hilliard Hillman and C. G.
Grefenstette, Trustees of the Henry L. Hillman Trust U/A
dated November 18, 1985 (the "Henry L. Hillman Trust").
C. G. Grefenstette and L. M. Wagner, Trustees Under Agreement
of Trust Dated 12/30/76 for the Children of Juliet Lea
Hillman Simonds (the " JLHS 1976 Trust").
C. G. Grefenstette and L. M. Wagner, Trustees Under Agreement
of Trust Dated 12/30/76 for the Children of Audrey Hillman
Fisher (the "AHF 1976 Trust").
C. G. Grefenstette and L. M. Wagner, Trustees Under Agreement
of Trust Dated 12/30/76 for the Children of Henry Lea
Hillman, Jr. (the "HLH Jr. 1976 Trust")
C. G. Grefenstette and L. M. Wagner, Trustees Under Agreement
of Trust Dated 12/30/76 for the Children of William Talbott
Hillman (the "WTH 1976 Trust").
C. G. Grefenstette
Lawrence M. Wagner
Henry L. Hillman
Elsie Hilliard Hillman
The name, position, business address and citizenship
of each director and executive officer of the
entities listed above, each controlling person of
such entities and each director and executive officer
of any person or corporation in control of said
entities, is attached hereto as Exhibit 1.
(b) Business Address
The addresses of the Registrants are as follows:
The Hillman Company, the Henry L. Hillman Trust, the
JLHS 1976 Trust, the AHF 1976 Trust, the HLH Jr. 1976
Trust and the WTH 1976 Trust are each located at:
1900 Grant Building
Pittsburgh, Pennsylvania 15219
Wilmington, Wilmington Equities, Inc. and
Wilmington Investments, Inc. are each located at:
824 Market Street, Suite 900
Wilmington, Delaware 19801
C. G. Grefenstette
2000 Grant Building
Pittsburgh, Pennsylvania 15219
Lawrence M. Wagner
2000 Grant Building
Pittsburgh, Pennsylvania 15219
Henry L. Hillman
2000 Grant Building
Pittsburgh, Pennsylvania 15219
Elsie Hilliard Hillman
2000 Grant Building
Pittsburgh, Pennsylvania 15219
(c) Principal occupation or employment
The principal occupations of the corporations, listed
in response to Item 2(a) are: diversified
investments and operations.
The principal occupation of the Henry L. Hillman
Trust is: diversified investments and operations.
The principal occupation of the JLHS 1976 Trust is:
diversified investments and operations.
The principal occupation of the AHF 1976 Trust is:
diversified investments and operations.
The principal occupation of the HLH Jr. 1976 Trust
is: diversified investments and operations.
The principal occupation of the WTH 1976 Trust is:
diversified investments and operations.
C. G. Grefenstette
See Exhibit 1
Lawrence M. Wagner
See Exhibit 1
Henry L. Hillman
See Exhibit 1
Elsie Hilliard Hillman
See Exhibit 1
(d) Criminal convictions
None of the persons named in Item 2(a)(including
Exhibit 1) have been convicted in a criminal
proceeding in the last five years.
(e) Civil proceedings
None of the persons listed in response to Item 2(a)
(including Exhibit 1) have in the last five years
been subject to a judgment, decree or final order as
described in Item 2, subsection (e) of Schedule 13D.
(f) Citizenship
Wilmington, Wilmington Equities, Inc. and Wilmington
Investments, Inc. are Delaware corporations.
The Hillman Company is a Pennsylvania corporation.
The Henry L. Hillman Trust, the JLHS 1976 Trust, the AHF
1976 Trust, the HLH Jr. 1976 Trust and the WTH 1976
Trust are Pennsylvania trusts.
C. G. Grefenstette, Lawrence M. Wagner, Henry L.
Hillman and Elsie Hilliard
Hillman are U.S. citizens.
Item 3. Source and Amount of Funds or Other Consideration
None.
Item 4. Purpose of Transaction
On October 10, 2002, the Issuer, the Hillman Stockholders
(defined below) and certain other unaffiliated investors (the
"Initial Investors") entered into a Securities Purchase Agreement
(the "Agreement"). The Agreement contemplated an aggregate
investment in the Issuer of approximately $15,000,000 in cash, and
the Agreement provided that the Issuer may add additional investors
("Additional Investors") to the Agreement so long as the aggregate
of all sales to investors thereunder did not exceed $20,000,000.
On October 25, 2002, Wilmington, the Henry L. Hillman Trust,
the JLHS 1976 Trust, the AHF 1976 Trust, the HLH Jr. 1976 Trust and
the WTH 1976 Trust (collectively, the "Hillman Stockholders")
executed a supplement to the Agreement (the "Supplement"), pursuant
to which the Initial Investors and Additional Investors agreed to
purchase the following additional securities: (a) an aggregate of
5,263,159 shares of Common Stock and (b) Warrants to purchase up to
an aggregate of 1,315,791 shares of Common Stock.
The closing under the Agreement and the Supplement was
contemporaneous with the closing date of the merger (the "Merger")
of STI Acquisition, Inc., a wholly-owned subsidiary of the Issuer,
with and into Conductus, Inc., a Delaware corporation (the "Closing
Date"). Under the Agreement and the Supplement, each of the Hillman
Stockholders purchased securities of the Issuer in the amounts and
for the consideration set forth below on the Closing Date:
Name Consideration Number of Shares of Common Stock Number of
Warrants (1)
WSI $2,116,500 2,227,895 556,974
Henry L. Hillman Trust (under the Agreement) $187,500 197,368 49,342
Henry L. Hillman Trust (under the $810,000 852,632 213,158
Supplement)
JLHS 1976 Trust $49,000 51,579 12,895
AHF 1976 Trust $49,000 51,579 12,895
HLH Jr. 1976 Trust $49,000 51,579 12,895
WTH 1976 Trust $49,000 51,579 12,895
(1) Each Warrant entitles the holder thereof, during the period
commencing 181 days after the Closing Date and ending five (5) years
after the Closing Date, to purchase one (1) share of Common Stock of
the Issuer for a price of $1.19. If, at any time after the date
which is thirty (30) months following the effective date of the
Issuer's registration statement registering the Common Stock
issuable upon exercise of the Warrants, the average closing bid
price of the Issuer's Common Stock for ten (10) consecutive trading
days exceeds $1.19, and provided all such shares are registered for
resale pursuant to an effective registration statement, the Issuer
may redeem the Warrants at $0.10 per warrant. All Warrants must be
redeemed if any are redeemed.
Item 5. Interest in Securities of the Issuer
(a) Beneficial Ownership
7,461,239 shares of Common Stock are owned of record and
beneficially by Wilmington.
1,514,340 shares of Common Stock are owned of record
and beneficially by the Henry L. Hillman Trust.
173,026 shares of Common Stock are owned of record
and beneficially by the JLHS 1976 Trust.
173,026 shares of Common Stock are owned of record
and beneficially by the AHF 1976 Trust.
173,026 shares of Common Stock are owned of record
and beneficially by the HLH Jr. 1976 Trust.
173,026 shares of Common Stock are owned of record
and beneficially by the WTH 1976 Trust.
(b) Power to Vote or Dispose of Shares
Each person listed above in response to Item 5(a) has
the sole power to vote and to direct the vote and the
sole power to dispose of and direct the disposition
of those shares except as follows:
(i) Wilmington, Wilmington Equities, Inc., Wilmington
Investments, Inc., The Hillman Company, Henry L.
Hillman, as settlor and Trustee of the Henry L.
Hillman Trust, and Elsie Hilliard Hillman and C. G.
Grefenstette, as Trustees of the Henry L. Hillman
Trust, may be deemed to share voting and disposition
power regarding 7,461,239 shares of Common Stock held
beneficially by Wilmington.
(ii) Henry L. Hillman, as settlor and Trustee of the Henry
L. Hillman Trust, and Elsie Hilliard Hillman and C.
G. Grefenstette, as Trustees of the Henry L. Hillman
Trust, may be deemed to share voting and disposition
power regarding 1,514,340 shares of Common Stock held
beneficially by the Henry L. Hillman Trust.
(iii) As trustees of the JLHS 1976 Trust, the AHF 1976
Trust, the HLH Jr. 1976 Trust and the WTH 1976 Trust,
C. G. Grefenstette and L. M. Wagner may be deemed to
share voting and disposition power regarding 692,104
shares of Common Stock held beneficially by the JLHS
1976 Trust, the AHF 1976 Trust, the HLH Jr. 1976
Trust and the WTH 1976 Trust.
(c), (d) and (e). Not applicable.
Item 6. Contracts, Arrangements, Understandings or Relationships
With Respect to Securities of the Issuer
The information set forth in Item 4 of this Schedule is
incorporated herein by this reference. Other than as disclosed in
this Schedule, as set forth in or contemplated by the Merger, the
Agreement, the Supplement, or as set forth in the Third Amended and
Restated Stockholders Agreement dated as of June 24, 1999, among the
Hillman Stockholders, certain other unaffiliated investors and the
Issuer, filed as an exhibit to Amendment No. 7 to this Schedule, or
in the Voting Agreement dated as of October 10, 2002, among the
Hillman Stockholders and Conductus, filed as an exhibit to Amendment
No. 10 to this Schedule, there are no contracts, arrangements,
understandings or relationships among the Registrants and between
such persons and any person with respect to the transfer or voting
of any securities, finder's fees, joint ventures, loan or option
arrangements, puts or calls, guarantees of profits, division of
profits or loss, or the giving or withholding of proxies.
Item 7. Material to be Filed as Exhibits
The following documents are filed as exhibits:
1. Information concerning officers and directors of
reporting persons and certain affiliates thereof.
2. Registration rights Agreement dated as of December
18, 2002 between the investor or investors signatory
thereto ad Superconductor Technologies, Inc.
SIGNATURES
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement
is true, complete and correct.
WILMINGTON SECURITIES, INC.
/s/ Andrew H. McQuarrie
By _________________________________________
Andrew H. McQuarrie, President
WILMINGTON EQUITIES, INC.
/s/ Andrew H. McQuarrie
By _________________________________________
Andrew H. McQuarrie, President
WILMINGTON INVESTMENTS, INC.
/s/ Andrew H. McQuarrie
By _________________________________________
Andrew H. McQuarrie, Vice President
THE HILLMAN COMPANY
/s/ Lawrence M. Wagner
By _________________________________________
Lawrence M. Wagner, President
HENRY L. HILLMAN, ELSIE HILLIARD HILLMAN
& C. G. GREFENSTETTE, TRUSTEES
OF THE HENRY L. HILLMAN TRUST
U/A DATED NOVEMBER 18, 1985
/s/ C. G. Grefenstette
By _________________________________________
C. G. Grefenstette, Trustee
C. G. GREFENSTETTE AND L. M. WAGNER,
TRUSTEES UNDER AGREEMENT OF TRUST DATED
12/30/76 FOR THE CHILDREN OF JULIET LEA
HILLMAN SIMONDS, AUDREY HILLIARD HILLMAN
HENRY LEA HILLMAN, JR., AND WILLIAM
TALBOTT HILLMAN
/s/ C. G. Grefenstette
____________________________________________
C. G. Grefenstette, Trustee
/s/ L. M. Wagner
____________________________________________
L. M. Wagner, Trustee
/s/ C. G. Grefenstette
____________________________________________
C. G. Grefenstette
/s/ L. M. Wagner
____________________________________________
L. M. Wagner
/s/ Henry L. Hillman
____________________________________________
Henry L. Hillman
/s/ Elsie Hilliard Hillman
____________________________________________
Elsie Hilliard Hillman
December 19, 2002
Date