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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Benson Steven J. C/O PRISM VENTURE PARTNERS 177 KENDRICK STREET, SUITE 200 NEEDHAM, MA 02494 |
X | X | ||
PRISM VENTURE PARTNERS IV L P 177 KENDRICK STREET SUITE 200 NEEDHAM, MA 02494 |
X | |||
PRISM INVESTMENT PARTNERS IV LP 177 KENDRICK STREET SUITE 200 NEEDHAM, MA 02494 |
X | |||
Prism Venture Partners IV, LLC 177 KENDRICK STREET SUITE 200 NEEDHAM, MA 02494 |
X |
/s/ Alyssa Scaparotti as Attorney-in-Fact on behalf of Steven J. Benson, pursuant to a Power of Attorney, dated 11/30/09 attached hereto. | 05/20/2010 | |
**Signature of Reporting Person | Date | |
/s/ Alyssa Scaparotti as Attorney-in-Fact on behalf of Steven J. Benson, Managing Member of PVP IV LLC, general partner of PIP IV, general partner of PVP IV, pursuant to a Power of Attorney attached hereto. | 05/20/2010 | |
**Signature of Reporting Person | Date | |
/s/ Alyssa Scaparotti as Attorney-in-Fact on behalf of Steven J. Benson, Managing Member of PVP IV LLC, general partner of PIP IV, pursuant to a Power of Attorney, dated 11/30/09 attached hereto. | 05/20/2010 | |
**Signature of Reporting Person | Date | |
/s/ Alyssa Scaparotti as Attorney-in-Fact on behalf of Steven J. Benson, Managing Member of PVP IV LLC, pursuant to a Power of Attorney, dated 11/30/09 attached hereto. | 05/20/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Consists of securities held directly by Prism Venture Partners IV, L.P. ("PVP IV"). Prism Investment Partners IV, L.P. ("PIP IV") is the sole general partner of PVP IV. Prism Venture Partners IV, LLC ("PVP IV LLC") is the sole general partner of PIP IV. Steven J. Benson ("Benson") is a member of PVP IV LLC. Each of PIP IV, PVP IV LLC and Benson may be deemed to beneficially own the shares held by PVP IV, but each of PIP IV, PVP IV LLC and Benson disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. |